Paul D. Allen

IACCP®, CFP®, MQFP®

Chief Compliance Officer

Paul D. Allen is the Chief Compliance Officer and a founding partner of APFORIA, LTD, an SEC-registered, fee-only umbrella RIA. He brings over a decade of regulatory expertise to his role overseeing compliance for APFORIA's network of independent Tenant Firms. With a deep commitment to ethical standards and a sharp eye for detail, Paul ensures that every facet of APFORIA’s operations aligns with evolving regulatory frameworks while supporting the success of its independent adviser representatives.

Known for his calm leadership and problem-solving mindset, Paul collaborates closely with tenant firms to create a culture of integrity, transparency, and accountability. His approach balances regulatory adherence with practical guidance, empowering advisers to thrive in a compliant, client-first environment. At APFORIA, Paul plays a pivotal role in onboarding new firms, interpreting complex rules, and providing accessible, day-to-day compliance support.

Prior to joining APFORIA, Paul held leadership roles within the US Navy, Department of the Army, and the Department of Homeland Security. He has also been a founding member of a boutique RIA, a tax firm, and several non-profit organizations. Paul has a Master of Arts in Financial Planning and Law from Regent University and holds the IACCP®, CFP®, MQFP®, and enrolled agent certifications.

When he’s not immersed in SEC or IRS updates, you’ll likely find Paul enjoying his grandchildren, building Adirondack furniture in his garage, or cheering on his alma mater’s football team.